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Pair of Insider Trading Guilty Pleas

Last Friday, Sonny Nguyen, a former Nvidia executive, pleaded guilty to insider trading and divulging company information (in this case, quarterly earnings in 2007 – 2009) to Winifred Jiau, a...

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Insider Issue Remains An Epidemic of Financial System

Insider trading has been a proverbial “bad word” that’s entered the popular lexicon through high profile indictments of many major public icons. Every so often the media reports on someone who’s been...

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American Banks Shudder in Response to UBS Scandal

Kweku M. Adoboli is about as dangerous of a white collar criminal as you can find. Charged last Thursday in British court with one count of fraud and two counts of false accounting, don’t let the...

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GSK Subsidiary Charged With Fraud

A GlaxoSmithKline subsidiary Stiefel Laboratories has been been charged by the US Securities and Exchange commission with defrauding shareholders out of more than 100 million dollars. Formed in 2000,...

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SEC Planning to Sue SIPC Over Stanford Case

This week, the Securities and Exchange Commission decided to press forth with a first of its kind lawsuit against SIPC, the Securities Investor Protection Corp., for its unwillingness to pay investors...

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Greenlight Capital Fined $11 Million for Insider Trading

Britain’s Financial Services Authority announced this week that it was levying an $11 million fine on Greenlight Capital, a hedge fund run by noted manager David Einhorn. In handing down the fine, the...

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Settlement in Case Against Former Bear Sterns Hedge Fund Managers

Approximately three years after former Bear Sterns hedge fund managers Matthew M. Tannin and Ralph R. Cioffi were found not guilty of securities fraud, a settlement has been reached between them and...

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Five Things Your Stock Broker Isn’t Telling You

Seeking the help of a broker or investment adviser is an option many investors will choose. But in their quest to find the formula for how to become a millionaire through the help of a broker working...

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Playing like a Pro: What Online Poker Can Teach You About Investing

When you spend your life immersed in the stock market—tracking the ebb and flow of constantly fluctuating financial stats, eyeing the rise and decline of a thousand and one companies—you hear a lot of...

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R. Allen Stanford Sentenced to 110 Years

Stanford, perpetrator of one of the largest Ponzi schemes ever at $7 billion, was sentenced yesterday to 110 years in prison. Stanford has been in jail for three years for bilking 20,000 investors in...

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